Voting rights notifications

PTA-PVR : Biofrontera AG: Release according to Article 40, Section 1 of the WpHG

Release according to article 40 para. 1 WpHG

Leverkusen, Germany (pta035/24.08.2020/17:00) - Release of Voting Rights Announcement

Voting Rights Announcement

1. Details of issuer:

Name:Biofrontera AG
Legal Entity Identifier (LEI):391200D6GFSVFGFQTL13
Street:Hemmelrather Weg 201
Postal code:51377
City:Leverkusen, Germany

2. Reason for notification:
Voluntary group notification due to threshold contact of a subsidiary

3. Details of person subject to the notification obligation
Natural person (first name, surname): Wilhelm K. T. Zours
Date of birth: 1961-07-28

4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3
DELPHI Unternehmensberatung Aktiengesellschaft, SPARTA AG, Deutsche Balaton Biotech AG

5. Date on which threshold was crossed or reached
17.08.2020

6. Total positions

 % of voting rights attached to shares (total of 7.a.)% of voting rights through instruments (total of 7.b.1 + 7.b.2)Total of both in % (7.a. + 7.b.)Total number of voting rights pursuant to Sec. 41 WpHG
New28.952.6431.5844,849,365
Previous notification (if applicable)29.322.6431.96

7. Details on total positions

a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

ISINAbsolute direct (Sec. 33 WpHG)Absolute indirect (Sec. 34 WpHG)In % direct (Sec. 33 WpHG)In % indirect (Sec. 34 WpHG)
DE0006046113012,982,4460.0028.95
Total:12,982,44628.95

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentMaturity / ExpirationExercise or conversion periodVoting Rights AbsoluteVoting Rights in %
00.00
Total:00

b.2 Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentMaturity / ExpirationExercise or conversion periodCash or physical transactionVoting Rights AbsoluteVoting Rights in %
Subscription right for mandatory convertible bondBoth1,183,0232.64
Total:1,183,0232.64

8. Information in relation to the person subject to the notification obligation

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft28.9429.80
- Strawtec Group AG
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft28.9429.80
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft28.9429.99
- ABC Beteiligungen AG28.9428.95
- Heidelberger Beteiligungsholding AG28.9428.94
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft28.9429.80
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft28.9429.99
- SPARTA AG28.9429.36
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft28.9429.80
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft28.9429.99
- Prisma Equity AG28.9428.96
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft28.9429.80
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft28.9429.99
- Deutsche Balaton Biotech AG28.9429.20
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft28.9429.80
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft28.9429.99
- MARNA Beteiligungen AG
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft28.9429.80
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft28.9429.99
- Altech Advanced Materials AG
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft28.9429.80
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft28.9429.99
- Ming Le Sports AG

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting: N/A

10. Other useful information


Date
20.08.2020

(end)

emitter: Biofrontera AG
address: Hemmelrather Weg 201, 51377 Leverkusen
country: Germany
contact person: Investor Relations
phone: +49 (0) 214 87 63 20
e-mail: ir@biofrontera.com
website: www.biofrontera.com

ISIN(s): DE0006046113 (share)
stock exchanges: regulated market in Frankfurt, Dusseldorf; free market in Stuttgart, free market in Munich; open market in Berlin, Tradegate
other stock exchanges: Nasdaq

[ source: http://www.pressetext.com/news/20200824035 ]

Voting rights notifications archive

2020

PTA-PVR : Biofrontera AG: Release according to Article 40, Section 1 of the WpHG

Release according to article 40 para. 1 WpHG

Leverkusen, Germany (pta035/24.08.2020/17:00) - Release of Voting Rights Announcement

Voting Rights Announcement

1. Details of issuer:

Name:Biofrontera AG
Legal Entity Identifier (LEI):391200D6GFSVFGFQTL13
Street:Hemmelrather Weg 201
Postal code:51377
City:Leverkusen, Germany

2. Reason for notification:
Voluntary group notification due to threshold contact of a subsidiary

3. Details of person subject to the notification obligation
Natural person (first name, surname): Wilhelm K. T. Zours
Date of birth: 1961-07-28

4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3
DELPHI Unternehmensberatung Aktiengesellschaft, SPARTA AG, Deutsche Balaton Biotech AG

5. Date on which threshold was crossed or reached
17.08.2020

6. Total positions

 % of voting rights attached to shares (total of 7.a.)% of voting rights through instruments (total of 7.b.1 + 7.b.2)Total of both in % (7.a. + 7.b.)Total number of voting rights pursuant to Sec. 41 WpHG
New28.952.6431.5844,849,365
Previous notification (if applicable)29.322.6431.96

7. Details on total positions

a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

ISINAbsolute direct (Sec. 33 WpHG)Absolute indirect (Sec. 34 WpHG)In % direct (Sec. 33 WpHG)In % indirect (Sec. 34 WpHG)
DE0006046113012,982,4460.0028.95
Total:12,982,44628.95

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentMaturity / ExpirationExercise or conversion periodVoting Rights AbsoluteVoting Rights in %
00.00
Total:00

b.2 Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentMaturity / ExpirationExercise or conversion periodCash or physical transactionVoting Rights AbsoluteVoting Rights in %
Subscription right for mandatory convertible bondBoth1,183,0232.64
Total:1,183,0232.64

8. Information in relation to the person subject to the notification obligation

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft28.9429.80
- Strawtec Group AG
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft28.9429.80
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft28.9429.99
- ABC Beteiligungen AG28.9428.95
- Heidelberger Beteiligungsholding AG28.9428.94
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft28.9429.80
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft28.9429.99
- SPARTA AG28.9429.36
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft28.9429.80
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft28.9429.99
- Prisma Equity AG28.9428.96
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft28.9429.80
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft28.9429.99
- Deutsche Balaton Biotech AG28.9429.20
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft28.9429.80
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft28.9429.99
- MARNA Beteiligungen AG
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft28.9429.80
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft28.9429.99
- Altech Advanced Materials AG
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft28.9429.80
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft28.9429.99
- Ming Le Sports AG

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting: N/A

10. Other useful information


Date
20.08.2020

(end)

emitter: Biofrontera AG
address: Hemmelrather Weg 201, 51377 Leverkusen
country: Germany
contact person: Investor Relations
phone: +49 (0) 214 87 63 20
e-mail: ir@biofrontera.com
website: www.biofrontera.com

ISIN(s): DE0006046113 (share)
stock exchanges: regulated market in Frankfurt, Dusseldorf; free market in Stuttgart, free market in Munich; open market in Berlin, Tradegate
other stock exchanges: Nasdaq

[ source: http://www.pressetext.com/news/20200824035 ]