Voting rights notifications

PTA-PVR : Biofrontera AG: Release according to Article 40, Section 1 of the WpHG

Release according to article 40 para. 1 WpHG

Leverkusen, Germany (pta039/03.03.2021/10:05) - Release of Voting Rights Announcement

Voting Rights Announcement

1. Details of issuer:

Name:Biofrontera AG
Legal Entity Identifier (LEI):391200D6GFSVFGFQTL13
Street:Hemmelrather Weg 201
Postal code:51377
City:Leverkusen, Germany

2. Reason for notification:
Acquisition / disposal of instruments

3. Details of person subject to the notification obligation
Natural person (first name, surname): Wilhelm K. T. Zours
Date of birth: 1961-07-28

4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3
DELPHI Unternehmensberatung Aktiengesellschaft
Deutsche Balaton Aktiengesellschaft
SPARTA AG
Deutsche Balaton Biotech AG

5. Date on which threshold was crossed or reached
26.02.2021

6. Total positions

 % of voting rights attached to shares (total of 7.a.)% of voting rights through instruments (total of 7.b.1 + 7.b.2)Total of both in % (7.a. + 7.b.)Total number of voting rights pursuant to Sec. 41 WpHG
New29.961.7631.7256,717,385
Previous notification (if applicable)29.780.0029.78

7. Details on total positions

a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

ISINAbsolute direct (Sec. 33 WpHG)Absolute indirect (Sec. 34 WpHG)In % direct (Sec. 33 WpHG)In % indirect (Sec. 34 WpHG)
DE0006046113016,990,1990.0029.96
Total:16,990,19929.96

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentMaturity / ExpirationExercise or conversion periodVoting Rights AbsoluteVoting Rights in %
00.00
Total:00

b.2 Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentMaturity / ExpirationExercise or conversion periodCash or physical transactionVoting Rights AbsoluteVoting Rights in %
convertible bond28.12.202231.03.2021 to 16.12.20221,000,0001.76
Total:1,000,0001.76

8. Information in relation to the person subject to the notification obligation

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft27.0227.02
- Strawtec Group AG
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft27.0227.02
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft27.0228.78
- ABC Beteiligungen AG27.0227.02
- Heidelberger Beteiligungsholding AG27.0227.02
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft27.0227.02
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft27.0228.78
- SPARTA AG27.0227.02
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft27.0227.02
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft27.0228.78
- Deutsche Balaton Biotech AG29.9529.95
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft27.0227.02
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft27.0228.78
- Altech Advanced Materials AG
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft27.0227.02
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft27.0228.78
- Ming Le Sports AG

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting: N/A

10. Other useful information
DELPHI Unternehmensberatung Aktiengesellschaft, Deutsche Balaton Aktiengesellschaft, SPARTA AG, Deutsche Balaton Biotech AG, ABC Beteiligungen AG and Heidelberger Beteiligungsholding AG are parties to a voting agreement dated January 28, 2020. (For further information see previously published voting rights announcements).

Date
02.03.2021

(end)

emitter: Biofrontera AG
address: Hemmelrather Weg 201, 51377 Leverkusen
country: Germany
contact person: Investor Relations
phone: +49 (0) 214 87 63 20
e-mail: ir@biofrontera.com
website: www.biofrontera.com

ISIN(s): DE0006046113 (share)
stock exchanges: regulated market in Frankfurt, Dusseldorf; free market in Stuttgart, free market in Munich; open market in Berlin, Tradegate
other stock exchanges: Nasdaq

[ source: http://www.pressetext.com/news/20210303039 ]

Voting rights notifications archive

2020

PTA-PVR : Biofrontera AG: Release according to Article 40, Section 1 of the WpHG

Release according to article 40 para. 1 WpHG

Leverkusen, Germany (pta039/03.03.2021/10:05) - Release of Voting Rights Announcement

Voting Rights Announcement

1. Details of issuer:

Name:Biofrontera AG
Legal Entity Identifier (LEI):391200D6GFSVFGFQTL13
Street:Hemmelrather Weg 201
Postal code:51377
City:Leverkusen, Germany

2. Reason for notification:
Acquisition / disposal of instruments

3. Details of person subject to the notification obligation
Natural person (first name, surname): Wilhelm K. T. Zours
Date of birth: 1961-07-28

4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3
DELPHI Unternehmensberatung Aktiengesellschaft
Deutsche Balaton Aktiengesellschaft
SPARTA AG
Deutsche Balaton Biotech AG

5. Date on which threshold was crossed or reached
26.02.2021

6. Total positions

 % of voting rights attached to shares (total of 7.a.)% of voting rights through instruments (total of 7.b.1 + 7.b.2)Total of both in % (7.a. + 7.b.)Total number of voting rights pursuant to Sec. 41 WpHG
New29.961.7631.7256,717,385
Previous notification (if applicable)29.780.0029.78

7. Details on total positions

a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

ISINAbsolute direct (Sec. 33 WpHG)Absolute indirect (Sec. 34 WpHG)In % direct (Sec. 33 WpHG)In % indirect (Sec. 34 WpHG)
DE0006046113016,990,1990.0029.96
Total:16,990,19929.96

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentMaturity / ExpirationExercise or conversion periodVoting Rights AbsoluteVoting Rights in %
00.00
Total:00

b.2 Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentMaturity / ExpirationExercise or conversion periodCash or physical transactionVoting Rights AbsoluteVoting Rights in %
convertible bond28.12.202231.03.2021 to 16.12.20221,000,0001.76
Total:1,000,0001.76

8. Information in relation to the person subject to the notification obligation

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft27.0227.02
- Strawtec Group AG
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft27.0227.02
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft27.0228.78
- ABC Beteiligungen AG27.0227.02
- Heidelberger Beteiligungsholding AG27.0227.02
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft27.0227.02
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft27.0228.78
- SPARTA AG27.0227.02
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft27.0227.02
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft27.0228.78
- Deutsche Balaton Biotech AG29.9529.95
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft27.0227.02
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft27.0228.78
- Altech Advanced Materials AG
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft27.0227.02
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft27.0228.78
- Ming Le Sports AG

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting: N/A

10. Other useful information
DELPHI Unternehmensberatung Aktiengesellschaft, Deutsche Balaton Aktiengesellschaft, SPARTA AG, Deutsche Balaton Biotech AG, ABC Beteiligungen AG and Heidelberger Beteiligungsholding AG are parties to a voting agreement dated January 28, 2020. (For further information see previously published voting rights announcements).

Date
02.03.2021

(end)

emitter: Biofrontera AG
address: Hemmelrather Weg 201, 51377 Leverkusen
country: Germany
contact person: Investor Relations
phone: +49 (0) 214 87 63 20
e-mail: ir@biofrontera.com
website: www.biofrontera.com

ISIN(s): DE0006046113 (share)
stock exchanges: regulated market in Frankfurt, Dusseldorf; free market in Stuttgart, free market in Munich; open market in Berlin, Tradegate
other stock exchanges: Nasdaq

[ source: http://www.pressetext.com/news/20210303039 ]